RSA provides advisory and placement services for companies seeking private equity or debt financing. These private offerings fall under Regulation D of the Securities Act of 1933 and adhere to a regulatory framework focused on due diligence and investor suitability. We have strong investor relationships that include individuals and entities that meet accredited investor standards, allowing us to source and secure the capital you need to expand your business. By allowing RSA to address the capitalization needs of your business, you and your management team can keep resources focused on what matters most - executing your business strategy.
RSA is known for our customized approach to delivering much needed capital, structuring transactions to meet the needs of issuers.
We are most interested in opportunities that have the following:
• Seasoned, talented management team
• Unique, disruptive and well-protected product, service or technology
• Strong alignments of interest between investors and issuer/sponsor
• Investment Size: generally, $2.0 - $10.0 million
• Target Industries: we believe great opportunities can be found across all sectors
Our team sources, assesses, and markets various private equity and debt offerings:
• Matt Staarmann, CFA, Managing Director
• Tom Williams, Director
• Steven Stefanou, Analyst
Information Technology – a preferred equity offering of a cyber-security company that has developed software to effectively defend network breaches as well as preempt them through patented technologies
Real Estate – a private equity offering of a real estate investment fund specializing in the acquisition and operation of multi-family residential apartment complexes
Structured Note – a fixed income product secured by a perfected interest in state film tax credits in which investors provide front-end funding for a film production. Tax credits are earned as the project progresses to completion.
Technology-enabled services – a preferred equity offering of a firm with a proprietary medication management system used in home healthcare
Consumer Products – a preferred equity offering of a consumer products company that has developed an innovative safety product used within the home