Ross Sinclaire & Associates
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Mitch Kapnick
Job TitleMunicipal Trading and Underwriting
DivisionBrokerage Services
BiographyMitch Kapnick joined RSA in 2013. He began his trading and underwriting career at Prudential Securities in New York City, 1985. He relocated to Chicago in 1989 and in 1994 moved on to 1st Chicago/Bank One/JP Morgan. Prior to joining RSA, Mitch served as a Managing Director for Cabrera Capital Markets where he oversaw Municipal Bond Trading, Underwriting, and Sales. He presently anchors our Chicagoland office where Mitch’s responsibility is primarily trading and some institutional sales. He holds a the Financial Industry Regulatory Authority (FINRA) designation as General Securities Representative (Series 7),Municipal Principal License (Series 53), State Law Examination (Series 63), and Operations Professional (Series 99).